Latest News & Blog

Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook

28 Feb 2017 Liz Coyle

In October last year, the Financial Conduct Authority (FCA) produced policy statement PS16/23, ‘Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook’, which outlined a number of changes it would be making surrounding communications.

Richard Nuttall: Enigma! Decoding the upcoming capital adequacy requirements Richard Nuttall: Enigma! Decoding the upcoming capital adequacy requirements

24 Feb 2017 Richard Nuttall

Although new changes to the capital adequacy rules do not take effect until 30 June, Richard Nuttall strongly recommends firms review their financial position at the earliest time possible in case action is needed.

"Tory change of attitude is heart of the matter" "Tory change of attitude is heart of the matter"

22 Feb 2017 Ken Davy

Going head-to-head with one’s editor – in my case the knowledgeable and dynamic Emma Ann Hughes – is always somewhat high risk. However, on this occasion, it is a risk I have to take.  

"FCA needs to find a fairer way to fund the FSCS" "FCA needs to find a fairer way to fund the FSCS"

20 Feb 2017 Ken Davy

Is there light at the end of the tunnel for financial advisers or is it just another train heading towards us?

The real value of robo-advice to advisers The real value of robo-advice to advisers

15 Feb 2017 Matt Timmins

Although it has been just over two years since the UK financial services market began to discuss robo-advice with any seriousness, the term has fast become part of our shared vernacular.

FCA implements SMR principles to govern all firms FCA implements SMR principles to govern all firms

09 Feb 2017 Ken Davy

The FCA is already applying the SMR to major financial institutions, and anticipates extending them to smaller firms, including IFAs, in 2018.

Advisers brand Mifid call recording 'step too far' Advisers brand Mifid call recording 'step too far'

08 Feb 2017

European Union requirements for adviser firms to record all client telephone calls have been branded a 'step too far' by members of the New Model Business Academy.

"'Voluntary agreement' has implications for FSCS" "'Voluntary agreement' has implications for FSCS"

02 Feb 2017 Ken Davy

Even when the subject matter of my weekly column is quite serious, I generally begin with a somewhat light-hearted anecdote. 

SimplyBiz Group announces New Year events programme SimplyBiz Group announces New Year events programme

01 Feb 2017

SimplyBiz group has announced a programme of over 300 face-to-face events for 2017 across the UK.

Testimonials

"Having joined SimplyBiz last August, you may or may not remember that I nearly did an 'about turn' before leaving the network I was with. It was after a conversation by phone with you (Ken Davy), that I decided to join and to be totally frank, it was the best move I have made. Thanks for that."

Doug Ryder
Bucks

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Latest News

The new HMRC Trust Registration Service - what advisers need to know

June 16, 2017

The new HMRC Trust Registration Service - what advisers need to know

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"Treat all those you care for with love while you can"

June 15, 2017

As this is my first column for about seven weeks it will be a very personal one and I would like to start by thanking the many hundreds of financial advisers and others in our great profession who have sent messages of condolence and support to me on the sudden loss of my beloved wife, Jennifer. 

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Keeley Paddon: Considerations for a positive DB transfer recommendation - Part 2

June 08, 2017

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NMBA - How Govt's apprentice funding freeze risks the future of advice

June 06, 2017

Existing training providers have seen their funding slashed while advice firms have to wait longer to register their employees for apprenticeship schemes.

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