There are 2 item(s) tagged with the keyword "Financial Conduct Authority".

Displaying: 1 - 2 of 2

1. FCA implements SMR principles to govern all firms

The FCA is already applying the SMR to major financial institutions, and anticipates extending them to smaller firms, including IFAs, in 2018.

Tags: Financial Conduct Authority, Ken Davy
By Ken Davy
2. Keeley Paddon: Pension scam cold-callers - we've got your number

For far too long, says Keeley Paddon, cold-callers and pension scams have been a blight on the pensions sector and it is good to see the authorities finally appear to be grasping the nettle

Tags: Pensions, Financial Conduct Authority, SimplyBiz Group

Displaying: 1 - 2 of 2

Testimonials

"I am very pleased with the service and can’t imagine I would ever leave SimplyBiz"

Christopher Whickam
The Financial Planning Centre

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Latest News

GDPR – the dawn of a new era in data security and usage

January 09, 2018

As you are no doubt aware, the General Data Protection Regulation (GDPR) was first introduced in April 2016 by the Information Commissioner’s Office (ICO) and the new regulation must be adopted by every UK firm that handles personal data by the 25th of May 2018.

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View from the top...

January 09, 2018

With nearly five decades of experience in the financial services sector, SimplyBiz Group Chairman, Ken Davy, provides a unique perspective on the advisory landscape. In this edition of Adviser Today, Ken gives us his view on the FCA’s recent Paper on the ageing population, and why he feels this piece of research is so important. 

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Davy warns of 'year of regulation'

January 04, 2018

SimplyBiz founder and chairman Ken Davy has warned 2018 will be the year when advisers are hit by more rules and regulations than ever before.

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A New Year message from Ken Davy

January 03, 2018

SimplyBiz Group Chairman, Ken Davy provides an update on the year ahead, regulation, our services, and his campaign to reform the FSCS funding system. 

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