There are 3 item(s) tagged with the keyword "Compliance".

Displaying: 1 - 3 of 3

1. The new HMRC Trust Registration Service - what advisers need to know

The new HMRC Trust Registration Service - what advisers need to know

Tags: FCA, Compliance, HMRC
2. Update on Equity Release qualification and permission

Towards the close of 2016, the FCA released a Consultation Paper (CP16/24) looking at the possibility of investment and pension firms without mortgage permissions being able to advise on the equity release market provided they had an adviser who passed either a standalone qualification or a top-up to existing pension and investment qualifications.

Tags: FCA, Compliance, Equity Release
3. Richard Nuttall: Enigma! Decoding the upcoming capital adequacy requirements

Although new changes to the capital adequacy rules do not take effect until 30 June, Richard Nuttall strongly recommends firms review their financial position at the earliest time possible in case action is needed.

Tags: Compliance
By Richard Nuttall

Displaying: 1 - 3 of 3

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Lee Financial Planning

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"If you do not understand bitcoin, stay away"

February 14, 2018

In his latest blog, Ken Davy, SimplyBiz Group Chairman, advises against investing in something you can't see, hold or touch.

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Centra impresses Ian McKenna

February 13, 2018

Ian McKenna, Director at the Financial & Technology Research Centre, has taken a look at SimplyBiz's new investment system, Centra, and is impressed with what he's seen.

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"Why advisers should consider getting extra support in their business"

February 07, 2018

With delegation the key to business success, Tom Hegarty, Managing Director of NMBA, discusses why many advisers should consider getting extra support.

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