Search Results

There are 3 item(s) tagged with the keyword "Financial Conduct Authority".

Displaying: 1 - 3 of 3

1. Keeley Paddon: Pension scam cold-callers - we've got your number

For far too long, says Keeley Paddon, cold-callers and pension scams have been a blight on the pensions sector and it is good to see the authorities finally appear to be grasping the nettle

Tags: Pensions, Financial Conduct Authority, SimplyBiz Group
2. FCA implements SMR principles to govern all firms

The FCA is already applying the SMR to major financial institutions, and anticipates extending them to smaller firms, including IFAs, in 2018.

Tags: Financial Conduct Authority, Ken Davy
By Ken Davy
3. Our step-by-step guide to the FCA's new platform

With the FCA planning to allow firms to access GABRIEL and Connect through one new platform, Alexander McGregor, compliance policy manager, produced a step-by-step guide to how this will work in practice.

Tags: Financial Conduct Authority, FCA

Displaying: 1 - 3 of 3

The latest from SimplyBiz

16 October 2020

Points to consider when appointing a DFM

Read more >

12 October 2020

Does your tech help your CIP and CRP?

Read more >

08 October 2020

Your two month plan to SM&CR fitness!

Read more >

09 July 2020

Adviser Today

Get the latest news and views from our quarterly newsletter.

Read more >