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There are 21 item(s) tagged with the keyword "FCA".

Displaying: 1 - 10 of 21

1. Tom Hegarty: The 'advice allowance' is not all good news
Tags: NMBA, FCA
2. Why SimplyBiz's chair thinks the FCA is bringing consultation into disrepute
Tags: SimplyBiz, FCA
3. 'A substantial step forward': How FSCS bills could fall by over 60%

Advisers could see their Financial Services Compensation Scheme contributions cut by as much as 66 per cent under options set out in the FCA’s consultation on overhauling the scheme’s funding.

Tags: FCA, APFA
4. Liz Coyle: Social working?

The regulator has confirmed it wants to see the market for social investment develop in a way that provides appropriate consumer protection. Liz Coyle takes a close look at what this could mean for advisers.

Tags: FCA
By Liz Coyle
5. "PI insurance is no magic wand for FSCS funding"

Sometimes it can be useful to mix metaphors in order to make a point and, in the case of the FCA’s current review of the FSCS funding, I believe it is absolutely essential.

Tags: FCA, PI, Ken Davy
By Ken Davy
6. "'Voluntary agreement' has implications for FSCS"

Even when the subject matter of my weekly column is quite serious, I generally begin with a somewhat light-hearted anecdote. 

Tags: FCA, Pensions, Ken Davy
By Ken Davy
7. "FCA needs to find a fairer way to fund the FSCS"

Is there light at the end of the tunnel for financial advisers or is it just another train heading towards us?

Tags: Ken Davy, FCA, FSCS
By Ken Davy
8. Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook

In October last year, the Financial Conduct Authority (FCA) produced policy statement PS16/23, ‘Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook’, which outlined a number of changes it would be making surrounding communications.

Tags: FCA
By Liz Coyle
9. Revised managers' regime will uncover 'reckless and criminal' firms

The Financial Conduct Authority’s extension of the senior managers’ regime will help weed out “reckless and criminal firms”, financial adviser support firm SimplyBiz Group says.

Tags: FCA
10. "Singing loudly over FSCS funding consultation"

In 1959, It’s Now or Never was a massive hit for Elvis Presley, selling more than 5m records and it is no exaggeration to say that it is now or never for you to have your say on how the FSCS is funded.

Tags: Ken Davy, FSCS, FCA
By Ken Davy

Displaying: 1 - 10 of 21

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