Points to consider when appointing a DFM Points to consider when appointing a DFM

16 Oct 2020

Richard Nuttall, Head of Compliance Policy, explores some of the major issues adviser firms need to consider when working with a DFM.  In particular, the piece looks at different ways in which the two can engage, regulatory exceptions which apply in different scenarios, and what they may mean for advisers and their clients. 

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