Expert regulatory guidance and support

Stay on top of changing regulation with a trusted partner in your corner.

Regulatory horizon scanner

The latest regulations, at a glance

Keeping up with new and changing regulations is a key challenge for advisers today. Our regulatory horizon scanner saves you time by giving you a regular snapshot of new and upcoming regulations, interpreting the rules, and showing you where to access more information and support.

See our latest scan

We helped firms get ready for the introduction of The Consumer Duty in 2023 with guidance, documentation and tools. Now we’re on hand to support you in assessing your delivery of good customer outcomes. We’ll make sure you can conduct the annual assessment and that you’re able to provide evidence. 

Join us at one of our regulatory-based events or seminars to see how we do it.

Learn more about our events

We provide firms with insight, guidance and support around the new retirement income advice rules, triggered by the FCA’s thematic review.

In addition to our events and regular communications channels, we have a dedicated section on our website where you can find relevant guidance and supporting documents. Plus complimentary access to Defaqto Engage, making it easier to meet requirements under the new rules.

Learn more about Defaqto Engage

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